Search Results for ""
Found 427 results
Iowa Code Articles, Tools & FAQs
https://www.iowabankers.com/services/compliance/bankers-compliance-resources/iowa-code-resources/
Ag/Commercial Loan UCC Security Perfection Rules (Non-Consumer) Ag Prepayment Penalty Rules Learn more. Deposits ATM Requirements Electronic Stop Payments First Time Homebuyer Savings Account Unclaimed Property (Escheatment)…
Beneficial Ownership-Existing Bank Requirements
https://www.iowabankers.com/services/compliance/bankers-compliance-resources/bsa-tools-resources/beneficial-ownership/
Articles Beneficial Ownership Ball Finally Lands – October 2018 FAQs Question: We are opening a campaign account for a local government position. Is this account subject to Customer…
BSA Compliance Program
https://www.iowabankers.com/services/compliance/bankers-compliance-resources/bsa-tools-resources/bsa-compliance-program/
Articles Strengthening the Core of your BSA Training Program – December 2020 A Case Study for an Ineffective BSA-AML Compliance Program – April 2016 FAQs…
Customer Due Diligence – Enhanced Due Diligence
https://www.iowabankers.com/services/compliance/bankers-compliance-resources/bsa-tools-resources/cdd-edd/
Articles In the Weeds on Banking Marijuana- and Hemp-Related Businesses – July 2024 Customer Due Diligence – Enhanced Due Diligence – February 2023 Virtual Meets Reality –…
Customer Identification Program
https://www.iowabankers.com/services/compliance/bankers-compliance-resources/bsa-tools-resources/cip/
Articles Safe at Home – June 2021 What is Synthetic Fraud? How to prevent ID fraud that combines real and fake data to create a new identity. – June 2020…
Currency Transaction Reports
https://www.iowabankers.com/services/compliance/bankers-compliance-resources/bsa-tools-resources/ctr-reporting/
FAQs Filing Instructions – CTR Part I, Person Involved in Transaction(s) Filing Instructions – CTR Part II, Amount and Type of Transaction(s) Exempt Communications Miscellaneous Filing Instructions – CTR Part…
Money Service Businesses
https://www.iowabankers.com/services/compliance/bankers-compliance-resources/bsa-tools-resources/msbs/
FAQs Question: We have several convenience stores that act as agents for Western Union. What do you recommend for ongoing monitoring of these types of entities that only act as an agent for a Money Service…
Office of Foreign Assets Control (OFAC)
https://www.iowabankers.com/services/compliance/bankers-compliance-resources/bsa-tools-resources/ofac/
Articles The Basics of OFAC Compliance – September 2023 FAQs Question: Our OFAC interdiction software just provided an “alert” on a new bank customer. We have never had…