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Iowa Code Articles, Tools & FAQs

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Ag/Commercial Loan UCC Security Perfection Rules (Non-Consumer) Ag Prepayment Penalty Rules Learn more. Deposits ATM Requirements Electronic Stop Payments First Time Homebuyer Savings Account Unclaimed Property (Escheatment)…

Beneficial Ownership-Existing Bank Requirements

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Articles Beneficial Ownership Ball Finally Lands – October 2018 FAQs Question: We are opening a campaign account for a local government position. Is this account subject to Customer…

BSA Compliance Program

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Articles Strengthening the Core of your BSA Training Program – December 2020 A Case Study for an Ineffective BSA-AML Compliance Program – April 2016 FAQs…

Customer Due Diligence – Enhanced Due Diligence

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Articles In the Weeds on Banking Marijuana- and Hemp-Related Businesses – July 2024 Customer Due Diligence – Enhanced Due Diligence – February 2023 Virtual Meets Reality –…

Customer Identification Program

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Articles Safe at Home – June 2021 What is Synthetic Fraud? How to prevent ID fraud that combines real and fake data to create a new identity. – June 2020…

Currency Transaction Reports

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FAQs Filing Instructions – CTR Part I, Person Involved in Transaction(s) Filing Instructions – CTR Part II, Amount and Type of Transaction(s) Exempt Communications Miscellaneous Filing Instructions – CTR Part…

Money Service Businesses

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FAQs Question: We have several convenience stores that act as agents for Western Union. What do you recommend for ongoing monitoring of these types of entities that only act as an agent for a Money Service…

Office of Foreign Assets Control (OFAC)

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Articles The Basics of OFAC Compliance – September 2023 FAQs Question: Our OFAC interdiction software just provided an “alert” on a new bank customer. We have never had…