In this webinar we’ll go through the examination process – what it is, how it works, and how your institution can best succeed. One of these keys sounds obvious, but it is surprising how frequently is ignored: BE PREPARED (the Boy Scout motto). We’ll detail what it means to be properly prepared, as well as how to deal with the exam (and examiners) process, and share important post-exam takeaways. Come prepared with your questions, as this is a great opportunity to be as ready as you can possibly be for any impending regulatory examination.
What You’ll Learn
- Examiner focus in 2024 – primary issues to address
- Importance of examination procedures
- Best practices for a successful exam
- Understanding the examination process
- Pre-exam planning
- The importance of communication
- Be prepared – what does this mean?
- Know your position and don’t be afraid to stand your ground
- Addressing issues and problems – making commitments
- Sharing examination results
- Post-exam activities – audit, action plans, reviews
- Compliance vs. Legal vs. Audit
- Types of enforcement actions
- If it’s not in writing, you didn’t do it!
Who Should Attend
Anyone who has a role in the regulatory examination process will benefit from the information in this webinar, including (but not limited to) compliance professionals, attorneys, auditors, managers, executive managers, and board members.